Investment Fraud Lawyers in California | Free Case Reviews

California residents facing stockbroker & investment fraud issues have access to attorneys who specialize in broker misconduct, churning, unauthorized trading, investment loss recovery, suitability violations, and Ponzi scheme claims. The legal framework in California differs from other states in important ways, and the attorneys listed here have experience navigating Superior Court proceedings and the specific regulations that govern stockbroker & investment fraud cases in this jurisdiction.

The statute of limitations for stockbroker & investment fraud matters in California is generally 4 years written, 2 years oral, though specific deadlines vary by case type. Cases proceed through Superior Court, and California's state laws may provide protections or requirements that differ from federal standards. The State Bar of California sets the professional standards for practitioners, and attorneys who focus on stockbroker & investment fraud in California bring jurisdictional expertise that general practitioners often lack.

The stockbroker & investment fraud attorneys listed here practice throughout California and can be filtered by location, reviews, and experience. Each profile includes practice area details, office locations, and client feedback. We recommend comparing several attorneys before making a decision — most offer free initial consultations, which gives you a chance to evaluate their approach and determine whether they're the right fit.

Before you choose an attorney, it helps to understand the legal landscape. Read our complete guide to stockbroker & investment fraud law in California to learn about filing deadlines, state-specific rules, and what damages or remedies may be available in your case. Then use the directory below to find and compare qualified lawyers across California.

Steven Peter Small - Attorney
0/5 (0 reviews)
Steven P. Small
 2509 Santa Clara Ave Alameda CA 94501
(510) 865-2038
Loyola Law School, Los Angeles
Bar #39869
California Bar
Active License
Verified
Bankruptcy Consumer Law Criminal Law
Steven Jeffrey Mehlman - Attorney
0/5 (0 reviews)
Mehlman Law Group
 3050 Citrus Circle,, Suite 203 Walnut Creek CA 94598
9259353575103
University of Michigan
Bar #95881
California Bar
Active License
Verified
Animal & Dog Law Business Law Collections
Christopher Palileo Ayayo - Attorney
0/5 (0 reviews)
Ayayo Law Offices, APC
 4100 Campus Dr Suite 210 Newport Beach CA 92660
(949) 612-0340
University of California College of the Law, San Francisco
Bar #172594
California Bar
Active License
Verified
Business Law Estate Planning Gov & Administrative Law
David Scott Harrison - Attorney
0/5 (0 reviews)
Bakhtiari & Harrison, P.C.
 9454 Wilshire Blvd 820 Beverly Hills CA 90212
(310) 499-4732
Univ of Southern Calif
English
Bar #206279
New York Bar
Active License
Verified
Arbitration & Mediation Securities Law Stockbroker & Investment Fraud
Jason Kelly Smith - Attorney
0/5 (0 reviews)
MK Smith, APC
 9891 Irvine Center Drive Suite 200 Irvine CA 92618
(949) 299-2500
Pepperdine University School of Law (2008)
English
Bar #277923
California Bar
Active License
Verified
Arbitration & Mediation Business Law Cannabis & Marijuana Law
Edward Ray Flores - Attorney
0/5 (0 reviews)
Flores Law Group, A Professional Corporation
 1421 E Chapman Ave Tustin CA 92866
(714) 769-1200
Bar #165511
California Bar
Active License
Verified
Animal & Dog Law Business Law Criminal Law
Brett Gregory Evans - Attorney
0/5 (0 reviews)
Evans Law, PC
 155 N Riverview Drive Suite 223 Anaheim CA 92808
7149557444101
University of Washington School of Law (2004)
English
Bar #244213
9th Circuit Bar
Active License
Verified
Arbitration & Mediation Business Law Energy, Oil & Gas Law
Jere Norwood Sullivan Jr - Attorney
0/5 (0 reviews)
Law Offices of Jere N. Sullivan Jr.
 1141 Pacific St STE A San Luis Obispo CA 93401
(805) 543-8869
The George Washington University Law School
Bar #73476
California Bar
Active License
Verified
Animal & Dog Law Business Law Criminal Law
Vikas Bajaj - Attorney
0/5 (0 reviews)
Law Office of Vikas Bajaj, APC
 2150 First Ave Suite 200 San Diego CA 92101
(619) 525-7005
University of California - San Diego
English, Spanish, Spanish
Bar #216464
California Bar
Active License
Verified
Cannabis & Marijuana Law Criminal Law Domestic Violence
Robert Juan Saria - Attorney
0/5 (0 reviews)
 11344 Coloma Rd Suite 110 Gold River CA 95670
(916) 631-3553
Univ of Southern Calif
California Bar
Active License
Appeals & Appellate Criminal Law DUI & DWI
Ryan Taiji Okabe - Attorney
0/5 (0 reviews)
Okabe & Haushalter
 1230 Rosecrans Ave 300 Manhattan Beach CA 90266
(310) 543-7708
Loyola Law School, Los Angeles
Bar #215964
California Bar
Active License
Verified
Animal & Dog Law Appeals & Appellate Business Law
Alec Brian Wisner - Attorney
0/5 (0 reviews)
 18375 Ventura Blvd, Suite 275 Tarzana CA 91356
(818) 776-1813
University of Southern California Gould School of Law
Bar #63221
Nevada Bar
Unknown Status
Verified
Business Law Collections Communications & Internet Law
Eben Lee Kurtzman - Attorney
0/5 (0 reviews)
Red House Lawyer
 1131 Park Ave San Jose CA 95126
(408) 295-2105
Santa Clara University
Bar #144142
Santa Clara County Bar
Active License
Verified
Animal & Dog Law Arbitration & Mediation Business Law
Michael Dennis Iverson - Attorney
0/5 (0 reviews)
Law Offices of Michael D. Iverson, APC
 38975 Sky Canyon Drive Suite 207 Murrieta CA 92563
(951) 418-2770
California Southern Law School (2006)
English
Bar #249372
California Bar
Active License
Verified
Arbitration & Mediation Bankruptcy Business Law
Guy Ellery Louie - Attorney
0/5 (0 reviews)
Louie & Jimenez, LLP
 225 West Winton Avenue- Suite 200 Hayward CA 94533
(925) 234-1440
Thomas Jefferson School of Law (1990)
Bar #158008
California Bar
Active License
Verified
Animal & Dog Law Appeals & Appellate Arbitration & Mediation
Robert Harvey Bunzel - Attorney
0/5 (0 reviews)
Bartko Pavia LLP
 1 Embarcadero Center Ste 800 San Francisco CA 94111
(415) 956-1900
University of California College of the Law, San Francisco (1978)
Bar #99395
California Bar
Active License
Verified
Antitrust Law Arbitration & Mediation Business Law
Micheal Anthony Thompson - Attorney
0/5 (0 reviews)
Law Office of Micheal A. Thompson, APC
 410 Tuolumne St Vallejo CA 94590
(707) 643-2122
Univ of San Francisco
English
Bar #120424
California Bar
Active License
Verified
Arbitration & Mediation Business Law Estate Planning
Fredrick Michael Ray - Attorney
0/5 (0 reviews)
Ray & Bishop PLC
 5000 Birch Street Suite 7000 Newport Beach CA 92660
(949) 557-4888
Univ of Illinois
Japanese
Bar #169063
California Bar
Active License
Verified
Appeals & Appellate Gov & Administrative Law Health Care Law
Andrew Michael Wyatt - Attorney
0/5 (0 reviews)
Wyatt Law
 20750 Ventura Blvd Ste 440 Woodland Hills CA 91364
(818) 710-3813
Bar #158759
California Bar
Active License
Verified
Animal & Dog Law Appeals & Appellate Arbitration & Mediation
Jeffrey Bruce Neustadt - Attorney
0/5 (0 reviews)
Law Offices of Jeffrey B. Neustadt
 PO Box 170249 San Francisco CA 94117
(415) 434-4440
Boston College Law School (1966)
Bar #57889
1st Circuit Bar
Active License
Verified
Appeals & Appellate Business Law Criminal Law
Christopher Michael Glew - Attorney
0/5 (0 reviews)
The Law Offices of Glew & Kim
 1851 E First St #840 Santa Ana CA 92705
(714) 648-0004
Whittier Law School
Bar #210644
California Bar
Active License
Verified
Animal & Dog Law Appeals & Appellate Business Law
Armen Kiramijyan - Attorney
0/5 (0 reviews)
KAASS LAW
 815 East Colorado Street Suite 220 Glendale CA 91205
(310) 943-1171
California Western School of Law (2008)
Armenian, English, French, Russian
California Bar
Unknown Status
Animal & Dog Law Business Law Criminal Law
Jon Kiyoshi Renge - Attorney
0/5 (0 reviews)
Law Office of Jon K. Renge
 1340 Van Ness Ave Fresno CA 93721
(559) 558-6660
University of the Pacific, McGeorge School of Law
Bar #188529
California Bar
Active License
Verified
Animal & Dog Law Criminal Law DUI & DWI
Daniel Bakondi - Attorney
0/5 (0 reviews)
Law Office of Daniel Bakondi
 870 Market Street, Suite 1157 San Francisco CA 94102
(415) 450-0424
Penn State Univ
Bar #242043
California Bar
Active License
Verified
Business Law Energy, Oil & Gas Law Gov & Administrative Law
David Rick Nelson - Attorney
0/5 (0 reviews)
 939 Appleridge Pl Fairfield CA 94534
(530) 934-3680
University of the Pacific, McGeorge School of Law
California Bar
Unknown Status
Animal & Dog Law Appeals & Appellate Business Law
Robert Chihming Hsu - Attorney
0/5 (0 reviews)
Lexint Law P.C.
 13300 Crossroads Pkwy N 100 City of Industry CA 91746
(626) 286-7055
Southwestern University School of Law
Bar #225437
California Bar
Active License
Verified
Animal & Dog Law Business Law Criminal Law
Regis John Amann - Attorney
0/5 (0 reviews)
Regis J. Amann
 2600 Central Ave STE N Union City CA 94587
(510) 471-7786
University of California College of the Law, San Francisco
Bar #63309
California Bar
Active License
Verified
Bankruptcy Divorce Estate Planning
Michael D. Larsen - Attorney
0/5 (0 reviews)
Law Office of Michael D. Larsen
 One Embarcadero Center San Francisco CA 94111
(707) 578-2310
University of Chicago (1982)
French
Bar #120815
California Bar
Active License
Verified
Business Law Consumer Law Criminal Law
Cory B. Chartrand - Attorney
0/5 (0 reviews)
Fores Macko Johnston
 300 N. Palm Street Turlock CA 95381
University of the Pacific, McGeorge School of Law
German
California Bar
Unknown Status
Agricultural Law Appeals & Appellate Arbitration & Mediation
Debra Ann Sitzberger - Attorney
0/5 (0 reviews)
Dorfman & Sitzberger
 11750 Ridge Rd Nevada City CA 95959
(530) 349-4790
Western Washington Univ
Bar #229929
California Bar
Active License
Verified
Arbitration & Mediation Business Law Construction Law
Brandt Richard Stickel - Attorney
0/5 (0 reviews)
Hogan & Stickel, Inc.
 811 N MAIN ST,PO BOX 1286 FORT BRAGG CA 95437
(707) 961-4400
Willamette University College of Law
California Bar
Unknown Status
Agricultural Law Antitrust Law Business Law
Kenneth Evan Chyten - Attorney
0/5 (0 reviews)
Law Office of Kenneth E. Chyten
 300 East Esplanade Drive Suite 1670 Oxnard CA 93036
(805) 292-5050
University of California, Berkeley School of Law (1976)
Bar #88098
9th Circuit Bar
Active License
Verified
Appeals & Appellate Business Law Construction Law
Eric Thomas Hartnett - Attorney
0/5 (0 reviews)
Law Office of Eric T. Hartnett
 563 S. Murphy Ave. Sunnyvale CA 94086
(408) 290-8228
Santa Clara University School of Law
English
Bar #234765
California Bar
Active License
Verified
Business Law Collections Construction Law
Scott Wippert - Attorney
0/5 (0 reviews)
Wippert & Bramson
 3600 S Harbor Blvd #463 Oxnard CA 93035
(805) 874-2566
University of the Pacific, McGeorge School of Law
English
California Bar
Unknown Status
Appeals & Appellate Criminal Law Domestic Violence
Mark Anchor Albert - Attorney
0/5 (0 reviews)
Law Offices of Mark Anchor Albert and Associates
 445 S Figueroa St #3100 Los Angeles CA 90071
(213) 699-1355
University of California, Berkeley School of Law (1988)
English, French, Italian, Portuguese, Spanish
Bar #137027
California Bar
Active License
Verified
Appeals & Appellate Business Law Construction Law
Luiey Ghaleb Haddad - Attorney
0/5 (0 reviews)
Equity Legal, LLP
 501 W. Broadway Suite 800 San Diego CA 92101
(619) 663-4533
California Western School of Law (2003)
Arabic, English
Bar #237632
California Bar
Active License
Verified
Business Law Criminal Law Foreclosure Defense
Stacy Joel Safion - Attorney
0/5 (0 reviews)
Stacy Joel Safion, Esq.
 30011 Ivy Glenn Dr Suite 121 Laguna Niguel CA 92677-5016
(949) 347-0300
University of California - Los Angeles (1983)
English
Bar #167481
California Bar
Active License
Verified
Business Law Collections Construction Law
Stephen J. Mooney - Attorney
0/5 (0 reviews)
South Coast Law Office
 28202 Cabot Rd., Ste. 300 Laguna Niguel CA 92677
(949) 453-0310
Western State University College of Law (1993)
9th Circuit Bar
Unknown Status
Animal & Dog Law Appeals & Appellate Business Law
Thomas D. Mauriello - Attorney
0/5 (0 reviews)
Mauriello Law Firm, APC
 1230 Columbia St #1140 San Diego CA 92101
(619) 940-1606
University of San Diego School of Law
English
Bar #144811
New Jersey Bar
Active License
Verified
Appeals & Appellate Consumer Law Environmental Law
Sean Anthony Kading - Attorney
0/5 (0 reviews)
Law Office of Sean A. Kading
 30211 Avenida Banderas Suite 200 Rancho Santa Margarita CA 92688
(949) 766-6742
University of Southern California
Bar #211540
California Bar
Active License
Verified
Bankruptcy Business Law Real Estate Law
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